BECKER & ASSOCIATES LTD

Compliance

Becker & Associates’ employees are required to act with care, professionalism, accountability and most importantly, due diligence in making recommendations to our clients. Full documentation of all client activities, from telephone calls to face-to-face meetings and client recommendations are recorded, stored and audited by management.

Our consultants are required to be aware and current on the solicitation processes of jurisdictions, in which their clients or intended clients reside.